The importance of a Compliance Healthcheck

Webinar recorded on 18th November 2020

A Compliance Healthcheck provides a firm with the comfort and peace of mind that it has the necessary and appropriate compliance policies, procedures, documentation, systems and controls, in place to meet its regulatory obligations.

In our webinar, two of our senior compliance consultants discussed the different types of healthcheck, explored some of the common weaknesses and failures we identify and when and why you should consider a healthcheck.

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