Annex I Gap Analysis

Posted on: 23 August 2024

Written by: James Borley

Download tool below

The FCA was clear in its recent Dear CEO letter that Annex I firms are expected to complete a gap analysis by September 2024 to investigate the areas of common weakness identified by the regulator. Firms are expected to analyse their:

Business models;
Risk assessments;
Due Diligence; and
Governance.

To support, we have created a comprehensive gap analysis tool, which we hope you find useful. If you would like any support in completing your gap analysis, or you would like to discuss any of the gaps you have discovered ahead of your September deadline, we would be delighted to hear from you.

If you would like to download the tool, please use the button given below.

Download Free Gap Analysis Tool

James Borley

James, our Managing Director for Payment Services, is a highly qualified financial services expert and a familiar name to many in the payments and e-money community.

Contact James