Mind and Management

Posted on: 25 September 2018

Written by: Ben Mason

Resources Factsheets Mind and Management

'Mind and management' - the key things to consider

The FCA have confirmed that they consider these areas as part of their decision on whether or not to authorise a firm. This factsheet outlines the guidance to meet the FCA Mind and Management considerations

Click here to access factsheet

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Ben Mason

Ben was Chief Executive Officer of Compliancy Services for more than 10 years ahead of its transition into Cosegic.

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